---
title: What regulatory oversight and audits apply to STRATA?
description: STRATA Trust Company is regulated by the Texas Department of Banking, which conducts regular examinations of our operation.
---
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# What regulatory oversight and audits apply to STRATA?
STRATA is regulated by the Texas Department of Banking, which conducts periodic examinations of our operations.
In addition, STRATA undergoes regular independent audits to ensure compliance with applicable custodial and regulatory requirements. These reviews help safeguard accurate account administration, reporting, and adherence to regulatory standards.
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STRATA Trust Company (“STRATA”) performs the duties of a directed (passive) custodian, and as such does not provide due diligence to third parties regarding prospective investments, platforms, sponsors, dealers or service providers. As a custodian, STRATA does not sponsor, endorse or sell any investment and is not affiliated with any investment sponsor, issuer or dealer. STRATA does not provide investment, legal or tax advice. Individuals should consult with their investment, legal or tax professionals for such services.