Skip to content
Log In
  • There are no suggestions because the search field is empty.

PDF forms for manual submission

PDF forms are available for manual submission, but they’re not recommended. For the most secure, accurate, and efficient experience, please use STRATA’s ServiceNOW electronic submission options.

Why choose electronic over PDF?

Electronic submissions through STRATA’s ServiceNOW provide:
  • Highest level of security
  • Reduced risk of errors
  • Faster processing times
For electronic options, start here (keep scrolling for PDF options):

Tip: A pop-up will appear—enter your email address to initiate the form.

Form Instructions - Step-by-Step (2) 

PDF forms

Manual submission options are included in the Form Submission instructions located within each form. 

Quick Links:  Account Management Forms | Investment Purchase & Maintenance | Account Funding & Withdrawal | Account Opening

 

Account management forms

For security reasons, fee payment forms only have online submission options. On STRATA's Forms page, visit our Account management forms tab to view the payment forms, or for invoices, use STRATA's Pay Fees page. 

Account maintenance

Account assignments

 

Investment purchase and maintenance forms

Direct an investment

Investors: Onboard an investment
Overview Investment Checklists before submitting. 

Financial professionals: Onboard an investment

Manage investment expenses

Report investment changes

 

Account funding and withdrawal forms

Additional information about IRA funding and portability can be found on the Forms page in our Account funding & withdrawals tab. 

Fund your account

Withdraw from your account

 

Account opening and disclosure forms

The Account management tab, located on the forms page, provides PDF copies of all disclosures and account opening instructions. 

➡️For electronic submission options for the IRA application, visit: Get Started. Our online application will walk you through the process and only show information relevant to your elections.