How do I request a partial or full transfer of my STRATA account to another custodian?

Transfers are initiated by the receiving (successor) custodian. To begin the process, contact the successor custodian and complete their transfer request paperwork, indicating whether the request is for a full or partial transfer.

Once completed, the successor custodian will submit the transfer request and instructions to STRATA on your behalf. The request must generally include:

• Clear asset delivery instructions
• The accountholder’s signature
• A Letter of Acceptance signed by an authorized representative of the successor custodian

Fees

Please see our IRA Fee Schedule to determine the fees associated with this request.

Processing Times

Once STRATA receives the transfer paperwork in good order, requests are generally processed within three business days.

Overall transfer timing depends on:

• The successor custodian’s processing procedures
• The delivery method selected on the transfer request
• Whether the transfer involves cash or in-kind assets

Please follow up directly with the successor custodian regarding the status and completion timeline of your transfer request.