Funding
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      1. FINANCIAL PROFESSIONALS KNOWLEDGE CENTER
      2. Investment Onboarding
      3. Funding

      How Do I Roll Over Assets From a Client’s 401(K) or Other Eligible Workplace Retirement Plan to a STRATA Self-Directed IRA?

      Moving retirement funds to a Rollover IRA at STRATA is really quite simple if you follow these easy steps to adhere to the IRA rollover rules:

      • Step 1: Contact your client's or investor’s plan administrator to get the distribution packet and complete the paperwork by selecting a direct rollover to STRATA.
      • Step 2: If your client or investor is not already a STRATA account holder, they will need to open an IRA. Just follow the online step-by-step guided process here: Instructions for Opening a Self-Directed IRA 
      • Step 3: Have your client or investor complete STRATA's Deposit Certification form to certify the rollover.
      • Step 4: Return the completed forms in the distribution packet to the plan administrator and provide a copy to STRATA, along with the Deposit Certification form submission.

      For approximate timelines and more information please refer to STRATA's Fund Your Account page.